SEC Proposal to Mandate Climate Risk Disclosures
Sustainability is a contentious topic in the US, and the…
Consolidated Audit Trail: Preparing for the next phase of regulation
The Consolidated Audit Trail (CAT) has been a major focus…
Preparing for upcoming UK regulatory changes
For more on the latest regulatory developments from the UK…
The MiFID II Review – the Market Model Typology (MMT) post-trade data standard
For more on the MiFID II Review, see part one…
The MiFID II Review is on the horizon
In Europe, the second Markets in Financial Instruments Directive and…
The relationship of regulation with automation and technology
With advances in automated trading in recent years, regulators have…
The EU’s securities markets regulator prioritizes flagging of non-price forming trades
Following an earlier consultation, ESMA published its final report on…
Catching up on events – 40 years of the ISIN
The 1980s brought us the first space shuttle, personal computers,…
Dark trading restrictions set to remain on the regulators’ watch lists
The UK Treasury’s Wholesale Markets Review consultation paper devotes some attention to…
MiFID II review stores up more compliance costs
As part of the ongoing wider review of MiFID II,…
Back to school for MiFID II
The review of MiFID/MiFIR is now well underway following the…
Brexit: MiFID Share trading obligation – Should the EU investors be worried?
The European Union’s MiFID directives set clear rules on the…
Spanish tax set for January 2021
Before the advent of an EU financial transactions tax (FTT),…
Recurring waves of Brexit
In the face of recurring Brexit waves, the markets have…
Working towards a common goal
Regulators globally are continuing to step up efforts to monitor…
Wider adoption of MMT encouraged
The Securities and Markets Stakeholder Group (SMSG) recently advised ESMA to…
The evolving global impact of MiFID II
Last week, the U.S. Securities and Exchange Commission announced an…
Catch 22: The share trading obligation
MiFID II refined the definition of OTC trading for equities,…
Time runs out on Swiss equivalence
Over the weekend, the stock market equivalence granted to Switzerland…
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