100%
Global systemically important banks
Always meet your compliance obligations
Unique breadth of product coverage
Perform consolidated monitoring with FXGC-specific patterns, patterns dedicated to OTC derivatives, and cross-product and cross-venue analysis.
Configurable for accurate, effective analysis
Configure parameters to a high level of granularity, with static and dynamic rules. Run what-if scenarios for parallel analysis on production data and prioritize alerts with risk-based indicators.
Fully integrated web-based case manager
See a consolidated view across trading and market activity, enhance case management with machine learning, and get a full audit trail of actions on alerts and changes to parameters.
Dedicated monitoring and ingestion tools for enhanced data quality
Manage data feeds proactively with our ETL monitoring tool and automate your syntactic and logical data validation.
A comprehensive solution that’s always aligned with regulations
Web-based case manager
Consolidated market and trading data
ETL monitoring
Who uses our products?
Business leaders
Compliance leaders
IT Operations leaders
As a Head of Trading, Revenue, Operations and Strategies, you’re responsible for driving the growth and success of your trading business.
Situation
You need a solution to:
- Provide dedicated trade surveillance tools and systems.
- Monitor and control the system feeding process.
Solution
A comprehensive, enterprise trade surveillance solution that seamlessly guarantees data quality.
As a Head of Compliance, you ensure compliance with laws, regulatory requirements, and internal policies and procedures.
Situation
You need a solution to:
- Monitor the trading activity of clients and traders to spot
potential market manipulation and insider dealing. - Provide flexible, user-friendly surveillance and presentation of key information.
- Comply with multiple trade surveillance regulations.
- Optimize the efficiency of your compliance team.
Solution
- Analyze alerts faster and more accurately.
- Take necessary actions efficiently and proactively.
- Reduce reputational risk and avoid fees.
As a Head of Technology Operations or IT, you’re responsible for implementing and supporting the technology infrastructure your business needs to meet its strategic goals.
Situation
You need to deploy an effective trading surveillance system that fully supports the needs of the business.
Solution
- Reduce your total cost of ownership.
- Go live fast with rapid deployment.
- Minimize your internal technology and support footprint.
The facts speak for themselves
- 100%S&P 100 banks
- 100%FTSE 100 banks
- 80%Euronext 100 banks
Award-winning industry leader
FOW Asia Pacific Awards 2024
RegTech Insight Awards Europe 2024
FinTech Global 2024
A-Team Innovation Awards 2024
Hear from our customers and peers
- We are proud to be recognized for the third consecutive year on the esteemed RegTech 100 list. Our solutions and services simplify complex processes, boost efficiency, and enable better decision-making. We build long-term partnerships with our clients, helping transform their businesses for sustained success through continuous innovation.
- We are thrilled that LookOut has won the market surveillance solution of the year in Asia. This award reflects ION’s dedication to providing innovative, cutting-edge technology that addresses our clients’ evolving needs. Our customers rely on LookOut to boost operational efficiency by reducing alert analysis time and complexity, enabling them to navigate increasingly complex regulatory landscapes.
- Congratulations LIST for winning this year’s RegTech Insight Award Europe for Best Solution for Records Retention. This year’s RegTech Insight Europe awards have been extremely popular and competitive, highlighting established solution providers and innovative newcomers that help capital markets participants respond effectively and efficiently to evolving and ever more complex regulatory requirements across the global financial services industry.
- The judges were most impressed with LIST’s investments in its middle-office platform as well as its machine learning toolkit to continue supporting investment firms and trading venues. As integration for LIST products such as the JANUS Central Limit platform and the LookOut surveillance module progresses, ION aims to provide clients with a fully integrated front-to-back solution stack,
- The RegTech100 list of the world’s most innovative RegTech companies highlights the top solutions in the market today, thanks to their innovation, growth, potential cost savings, and efficiency generated for clients. ION’s XTP Risk JANUS, XTP Central Limits, and LookOut are leading end-to-end technology solutions that every financial institution needs to know about as they develop their mission-critical digital transformation strategies.